Stifel Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stifel Hong Kong Limited ( ), a Hong Kong-based licensed corporation with CE reference AXI275. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 21). Earliest licence on file: 2011-10-20.
Registered address
Room 1501, New World Tower One, 16-18 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-10-20 | present |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jingjing Bai 白晶晶 | RO 1 | 2011-10 | 2014-01 |
| Jackson Wai Kwok Chan 陳維國 | RO 1 Rep 1 | 2014-04 | 2020-08 |
| Jeffrey Judson Eaton | RO 1 | 2022-02 | 2022-08 |
| Raghav Kaushik | RO 1 Rep 1 | 2018-06 | 2025-11 |
| Jung-Su Kim | RO 1 Rep 1 | 2019-06 | Present |
| Julian Ogden Kurz | RO 1 Rep 1 | 2012-10 | 2021-10 |
| Jonathan Lee 李嘉爵 | RO 1 | 2022-01 | Present |
| Christopher Paul Lerner | RO 1 Rep 1 | 2012-04 | 2020-10 |
| David Maddux Love | RO 1 | 2011-10 | 2015-07 |
| Jing (SFC:ARH995) Yang 楊婧 | RO 1 Rep 1 | 2017-09 | 2022-12 |
| Jason Kwan Lun Yeung 楊崑崙 | RO 1 Rep 1 | 2022-05 | Present |
| Thomas Ka Ming Yu 余家明 | RO 1 Rep 1 | 2019-03 | 2021-12 |
| Haw Rer Au Yong 歐陽浩日 | Rep 1 | 2019-05 | 2021-04 |
| Sui Na Lois Chan 陳穗娜 | Rep 1 | 2015-09 | 2015-12 |
| Kevin Jia Huang | Rep 1 | 2021-05 | 2021-08 |
| Juliana Wing Chi Lai 黎泳芝 | Rep 1 | 2012-08 | 2017-05 |
| Bradford Morimura Sunderland 苏晓德 | Rep 1 | 2019-07 | 2020-12 |
| Ye (SFC:BKL555) Tian 田野 | Rep 1 | 2017-08 | 2018-02 |
| Robin Noah Tyrangiel | Rep 1 | 2013-01 | 2018-09 |
| Lok Yiu Kelly Yeung 楊樂堯 | Rep 1 | 2022-02 | Present |
| Yihan Zhu 朱亦涵 | Rep 1 | 2020-12 | Present |
Showing 1–21 of 21
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