Juliana Wing Chi Lai
黎泳芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juliana Wing Chi Lai (黎泳芝), a licensed former licensee with CE reference ARE549. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stifel Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2012-08-27 | 2017-05-06 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-19 | 2010-07-31 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-17 | 2010-07-31 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-07-17 | 2010-05-19 |