Tai Pui Cheng
鄭棣培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Pui Cheng (鄭棣培), a licensed Responsible Officer with CE reference AAH278. Currently licensed at 3 firm(s): YF Futures Company Limited, YF Asset Management Limited, YF Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 40.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Futures Company Limited 怡發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-02-12 | present |
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-02-12 | present |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-03 | present |
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-03 | present |
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-03 | present |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-13 | 2019-02-12 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-08-13 | 2019-02-12 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-05 | 2018-04-03 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-05 | 2018-04-03 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-05 | 2018-04-03 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-07 | 2018-02-28 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-03 | 2018-02-28 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-14 | 2018-02-28 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-19 | 2016-08-19 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 4 — Advising on securities | 2016-08-19 | 2016-08-19 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 9 — Asset management | 2016-08-19 | 2016-08-19 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-25 | 2016-08-19 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 9 — Asset management | 2014-10-17 | 2015-09-21 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-16 | 2014-04-15 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-16 | 2014-04-15 |
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 9 — Asset management | 2013-04-16 | 2014-04-15 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 9 — Asset management | 2009-05-15 | 2013-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-05 | 2013-03-21 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-05 | 2011-09-30 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-05 | 2013-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2009-03-05 | 2013-03-21 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | 2009-03-05 | 2011-09-30 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 9 — Asset management | 2009-03-05 | 2009-05-15 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-23 | 2009-02-13 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2008-09-23 | 2009-02-13 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-31 | 2009-02-13 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-07-12 | 2008-01-12 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 9 — Asset management | 2007-07-12 | 2009-02-13 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-02-13 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-07-12 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-16 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2009-02-13 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 9 — Asset management | present | 2007-07-12 |