Harmony Asset Management Limited

亨亞管理有限公司
CE No. AEN461 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harmony Asset Management Limited (亨亞管理有限公司), a Hong Kong-based licensed corporation with CE reference AEN461. Current licensed staff on file: 0 (total recorded over time: 10).

Licence history

ActivityFromTo
Type 4 — Advising on securities present 2022-07-28
Type 6 — Advising on corporate finance present 2022-07-28
Type 9 — Asset management present 2022-07-28

Licensed staff (all-time) (10)
Active on date

Name Activities First licensed To
Fung Cheung Chan 陳鳳翔 RO 4, 9 Rep 4, 9 2011-10 2012-09
Augustine Pok Yu Chow 周博裕 RO 4, 6, 9 Pre-2003 2022-07
Benny Tak Ming Ho 何德明 RO 4, 9 Rep 4, 9 2012-07 2014-04
David Fong Lit Lee 利芳烈 RO 4, 6, 9 Pre-2003 2020-01
King Yu Lee 李景愉 RO 4, 9 2013-06 2014-10
Vizor Lee 李卓蔚 RO 9 Rep 9 2012-10 2014-10
Hilda Sung 宋玲鋆 RO 4, 6, 9 Rep 4, 6, 9 2010-03 2022-02
Vivian Yan 甄慧淙 RO 4, 6, 9 Rep 4, 6, 9 2011-09 2022-02
Yin Ming Chan 陳彥鳴 Rep 4, 9 2013-03 2014-08
Tai Pui Cheng 鄭棣培 Rep 9 2014-10 2015-09
Showing 1–10 of 10

Related