Yin Ming Chan
陳彥鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ming Chan (陳彥鳴), a licensed former licensee with CE reference ARO378. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-11 | 2025-06-30 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-11 | 2025-06-30 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-11 | 2025-06-30 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-28 | 2016-09-22 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-04 | 2014-08-11 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-04 | 2014-08-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-01 | 2010-09-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-09-01 | 2010-09-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-09-01 | 2010-09-15 |