Fung Cheung Chan
陳鳳翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Cheung Chan (陳鳳翔), a licensed former licensee with CE reference ASQ171. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 4 — Advising on securities | 2017-04-28 | 2019-12-31 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 9 — Asset management | 2017-04-28 | 2019-12-31 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-25 | 2016-09-15 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 9 — Asset management | 2015-11-25 | 2016-09-15 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 4 — Advising on securities | 2011-11-28 | 2012-09-17 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 9 — Asset management | 2011-11-28 | 2012-09-17 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-04 | 2011-11-28 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-04 | 2011-11-28 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-02 | 2011-01-31 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 — Advising on securities | 2009-06-02 | 2011-01-31 |