King Yu Lee
李景愉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yu Lee (李景愉), a licensed former licensee with CE reference ACI100. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 4 — Advising on securities | 2013-06-20 | 2022-02-28 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 4 — Advising on securities | 2013-06-20 | 2014-10-01 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 9 — Asset management | 2013-06-20 | 2022-02-28 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 9 — Asset management | 2013-06-20 | 2014-10-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2004-12-21 | 2012-02-23 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 9 — Asset management | 2004-12-21 | 2012-02-23 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-29 | 2004-12-21 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2004-10-21 | 2004-12-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |