Vizor Lee
李卓蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vizor Lee (李卓蔚), a licensed Responsible Officer with CE reference AWF319. Currently licensed at 1 firm(s): Pacific Aegis Capital Management (IM) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Aegis Capital Management (IM) Limited 柏衛資本管理有限公司 |
RO | Type 9 — Asset management | 2021-12-07 | present |
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 4 — Advising on securities | 2018-06-22 | 2019-09-29 |
| Tianli Financial Limited 天利金融有限公司 |
RO | Type 9 — Asset management | 2018-06-22 | 2019-09-29 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-21 | 2018-06-22 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2018-05-21 | 2018-06-22 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-04 | 2018-04-20 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 4 — Advising on securities | 2017-10-30 | 2018-04-20 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 9 — Asset management | 2017-10-30 | 2018-04-20 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-12 | 2017-10-30 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 9 — Asset management | 2017-09-12 | 2017-10-30 |
| Sun Wing International Asset Management Limited 申榮國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-03 | 2017-08-13 |
| Sun Wing International Asset Management Limited 申榮國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-03 | 2017-08-13 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 4 — Advising on securities | 2014-09-17 | 2016-09-30 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-23 | 2014-09-17 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 9 — Asset management | 2013-01-23 | 2016-09-30 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 9 — Asset management | 2012-11-06 | 2014-10-01 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-11 | 2012-11-06 |
| Dragonfly Investment Management Co., Limited 飛龍投資管理有限公司 |
RO | Type 9 — Asset management | 2012-02-24 | 2012-07-31 |
| Dragonfly Investment Management Co., Limited 飛龍投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-29 | 2012-02-24 |