Chi Ho (SFC:AQJ262) Lee
李子豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho (SFC:AQJ262) Lee (李子豪), a licensed former licensee with CE reference AQJ262. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MLB Asset Management Limited |
Rep | Type 4 — Advising on securities | 2019-10-25 | 2025-07-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-28 | 2019-08-26 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-06 | 2018-05-12 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-22 | 2018-05-12 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-26 | 2015-03-12 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-26 | 2015-03-12 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-07 | 2014-06-14 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-07 | 2014-06-14 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2012-09-01 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-28 | 2012-09-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-28 | 2012-09-01 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-01-28 | 2012-09-01 |