Jimmy Kam Fai Li
李錦輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kam Fai Li (李錦輝), a licensed former licensee with CE reference AAJ560. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2023-12-08 | 2024-08-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 9 — Asset management | 2023-05-22 | 2023-12-08 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-05 | 2024-08-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 — Advising on securities | 2022-12-05 | 2024-08-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-12 | 2022-12-05 |
| Riches Depot Securities Co., Limited 聚富證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-30 | 2022-08-18 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-12-27 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-06 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-06 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 9 — Asset management | present | 2004-12-06 |