Kai Ho Lee
李啟浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ho Lee (李啟浩), a licensed Responsible Officer with CE reference AVM533. Currently licensed at 1 firm(s): ICBC International Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-24 | present |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2020-05-22 | 2024-05-02 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-08 | 2020-05-22 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-14 | 2017-04-26 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-25 | 2015-07-22 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 — Advising on securities | 2015-01-13 | 2015-06-05 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-12 | 2015-01-13 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-08 | 2013-06-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-22 | 2013-06-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-28 | 2013-06-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-13 | 2013-06-29 |