Shiu Pong Chan
陳兆邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Pong Chan (陳兆邦), a licensed Responsible Officer with CE reference AMN653. Currently licensed at 1 firm(s): Jump Trading Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jump Trading Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2021-11-05 | present |
| Jump Trading Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2021-11-05 | present |
| Grand Rich Asset Management Limited 浩豐資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-23 | 2021-01-31 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-04 | 2021-01-31 |
| Grand Rich Futures Limited 浩豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-04-04 | 2021-01-31 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-04 | 2021-01-31 |
| Grand Rich Futures Limited 浩豐期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-04-04 | 2021-01-31 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-30 | 2017-08-01 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-30 | 2017-08-01 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-22 | 2017-08-01 |
| Bin Yuan Capital Limited 彬元資本有限公司 |
RO | Type 4 — Advising on securities | 2016-03-11 | 2016-09-30 |
| Bin Yuan Capital Limited 彬元資本有限公司 |
RO | Type 9 — Asset management | 2015-09-29 | 2016-09-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-03 | 2015-08-13 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-15 | 2014-09-25 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-15 | 2014-09-25 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-18 | 2014-09-25 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-30 | 2006-05-10 |