Wenli Ye
葉文莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenli Ye (葉文莉), a licensed Responsible Officer with CE reference AVL281. Currently licensed at 2 firm(s): SBI China Capital Asset Management Limited, SBI China Capital Financial Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-26 | present |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-20 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 — Advising on securities | 2019-05-17 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 9 — Asset management | 2019-05-17 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-25 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-25 | 2019-05-17 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2016-01-25 | 2019-05-17 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-07 | 2015-08-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-19 | 2015-08-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-07-19 | 2015-08-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-09 | 2011-05-18 |