Siu Ching Ng
伍少貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ching Ng (伍少貞), a licensed Responsible Officer with CE reference BCF238. Currently licensed at 2 firm(s): SBI China Capital Financial Services Limited, SBI China Capital Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-21 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 — Advising on securities | 2022-01-21 | present |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-21 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 9 — Asset management | 2022-01-21 | present |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-01-06 | 2019-11-22 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-11 | 2019-11-22 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-02-11 | 2019-11-22 |