Raymond Wai Ming Chi
池偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Ming Chi (池偉明), a licensed former licensee with CE reference BPG487. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-27 | 2020-06-05 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-27 | 2020-06-05 |