Tony Kam Fung Ching
程錦豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Kam Fung Ching (程錦豐), a licensed Responsible Officer with CE reference ALP482. Currently licensed at 1 firm(s): West Bull Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-25 | present |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-07 | present |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 9 — Asset management | 2021-05-07 | present |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-18 | 2021-04-15 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2016-03-02 | 2021-04-15 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-31 | 2016-03-02 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 4 — Advising on securities | 2015-03-20 | 2015-11-30 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 9 — Asset management | 2015-03-20 | 2015-11-30 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-09-03 | 2015-03-12 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2012-09-03 | 2015-03-12 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-24 | 2012-02-20 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-07-04 | 2012-02-20 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | 2006-07-04 | 2008-12-31 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-02-15 | 2006-06-13 |