Grand Alliance Asset Management Limited
浩成資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grand Alliance Asset Management Limited (浩成資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ADZ845. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 19 (total recorded over time: 48).
Registered address
Suite 801, 8th Floor, The Hong Kong Club Building, 3A Chater Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 1 — Dealing in securities | present | 2005-07-12 |
| Type 5 — Advising on futures contracts | present | 2004-09-02 |
| Type 6 — Advising on corporate finance | present | 2004-09-02 |
Licensed staff (all-time) (48)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Vivien Wing Lam Chan 陳詠林 | RO 4, 9 Rep 9 | 2015-10 | Present |
| Yuxiu Lin 林育秀 | RO 1, 4, 9 Rep 1 | Pre-2003 | Present |
| Francis Ho Yuen Tong 唐浩恩 | RO 9 Rep 9 | 2020-04 | Present |
| Shan Wei Tong 唐善偉 | RO 1, 4, 5, 9 | Pre-2003 | 2019-01 |
| Zhizi You 游智子 | RO 4, 9 Rep 4, 9 | 2015-09 | Present |
| Chi Bun Chan 陳志賓 | Rep 4, 9 | 2013-10 | 2016-03 |
| Joseph Sing Ho Chan 陳勝豪 | Rep 1, 9 | 2004-05 | 2006-02 |
| Ricky Sheung Tak Chan 陳尚德 | Rep 9 | 2010-11 | 2011-04 |
| Kai-Chieh Chang 張愷潔 | Rep 9 | 2008-01 | 2010-06 |
| Jiahao Chen 陳嘉昊 | Rep 9 | 2015-09 | 2026-01 |
| Wen Hui Chen 程文蕙 | Rep 9 | 2011-07 | 2025-08 |
| Yi-Ching Chen 陳怡靜 | Rep 9 | 2008-03 | 2010-06 |
| Kam Kwan Ronald Cheung 張錦坤 | Rep 9 | 2023-03 | Present |
| Tony Kam Fung Ching 程錦豐 | Rep 9 | 2005-02 | 2006-06 |
| Jacky Tun Kin Chiu 趙端建 | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Kwing Yin Chow 周烱然 | Rep 9 | 2022-04 | Present |
| Chao-Yang Chung 鍾兆陽 | Rep 4, 9 | 2021-09 | Present |
| Jianhua Dong 董建華 | Rep 9 | 2021-08 | Present |
| Ka Wing Fung 馮嘉穎 | Rep 9 | 2025-09 | 2026-02 |
| Benedict Sze Man Ho 何仕文 | Rep 9 | 2004-06 | 2007-02 |
| Patrick Kum Loon Ho 何金倫 | Rep 4, 5, 6, 9 | Pre-2003 | 2005-08 |
| Sinnie Sing Yee Ip 葉承懿 | Rep 9 | 2015-11 | 2019-04 |
| Pik Ki Suki Ka 賈碧淇 | Rep 9 | 2025-04 | 2025-06 |
| Ka Ki Kong 江嘉琪 | Rep 4, 9 | 2024-08 | Present |
| Tze Shan Kong 江芷珊 | Rep 9 | 2007-03 | 2007-09 |
| Samantha Shun Hei Lam 林淳羲 | Rep 9 | 2021-12 | 2023-05 |
| Yin Ting Lau 劉彥廷 | Rep 9 | 2021-12 | Present |
| Patricia Oi Yee Law 羅藹怡 | Rep 9 | 2018-12 | Present |
| Chang En Lee 李長恩 | Rep 9 | 2015-11 | Present |
| King Yeung (SFC:BOC949) Lee 李璟揚 | Rep 9 | 2019-03 | Present |
| Wing Kit Lee 李穎傑 | Rep 9 | 2017-07 | 2017-09 |
| Chi Him (SFC:AWG843) Leung 梁智謙 | Rep 9 | 2010-11 | 2012-03 |
| Ming Liang Li 李明亮 | Rep 4, 9 | 2010-11 | Present |
| Fu Po Liang 梁富博 | Rep 9 | 2010-02 | 2022-01 |
| Yan Kit Liu 廖恩傑 | Rep 9 | 2004-06 | 2005-07 |
| Yingxi Liu 劉盈熙 | Rep 9 | 2017-10 | Present |
| Tzu Yang Lo 駱子揚 | Rep 9 | 2026-03 | Present |
| Peter Kin Yu Luk 陸健瑜 | Rep 4, 6, 9 | Pre-2003 | 2003-10 |
| Kai Ma 馬凱 | Rep 9 | 2006-10 | 2010-10 |
| Tung Ning Sen 神東寧 | Rep 9 | 2006-01 | 2006-02 |
| King Pui So 蘇敬培 | Rep 9 | 2010-12 | 2013-05 |
| Yiwen Su 蘇怡文 | Rep 9 | 2011-06 | Present |
| Yinuo (SFC:BCJ924) Wang 王伊諾 | Rep 9 | 2013-12 | 2015-05 |
| Kwok Man (SFC:ANI823) Wong 黃國民 | Rep 9 | 2006-06 | 2007-07 |
| Feilong Yang 楊飛龍 | Rep 9 | 2008-03 | 2010-10 |
| Xinman Yu 余欣蔓 | Rep 9 | 2022-01 | Present |
| Xiaoxi Zheng 鄭小溪 | Rep 4, 9 | 2026-01 | Present |
| Tiantian Zhou 周恬恬 | Rep 9 | 2018-01 | 2025-10 |
Showing 1–48 of 48
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司