Xiaoxi Zheng
鄭小溪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxi Zheng (鄭小溪), a licensed Representative with CE reference AWF326. Currently licensed at 1 firm(s): Grand Alliance Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-29 | present |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-01-29 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-07 | 2025-12-23 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2025-12-23 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2025-12-23 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2012-07-12 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2012-07-12 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-11-11 | 2012-06-03 |