Jacky Tun Kin Chiu
趙端建
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacky Tun Kin Chiu (趙端建), a licensed former licensee with CE reference AFS943. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2013-07-24 | 2015-06-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2015-06-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-21 | 2015-06-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2006-03-21 | 2015-06-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-03-21 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-03-21 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-03-21 | 2010-12-06 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-23 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-23 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-23 |