Wai Chi Esmond Chan
陳偉智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi Esmond Chan (陳偉智), a licensed Responsible Officer with CE reference AVY495. Currently licensed at 1 firm(s): M&F Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-06 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-04 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-04 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-20 | 2017-05-04 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-20 | 2017-05-04 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-23 | 2017-04-18 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-04 | 2016-02-23 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-05 | 2016-02-02 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-23 | 2014-11-27 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-27 | 2014-07-23 |