Wai Nam Lai
黎偉男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Nam Lai (黎偉男), a licensed Responsible Officer with CE reference BNY633. Currently licensed at 2 firm(s): PrincipleOne Asset Management Limited, PrincipleOne Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PrincipleOne Asset Management Limited 同道資產管理有限公司 |
RO | Type 9 — Asset management | 2025-05-22 | present |
| PrincipleOne Securities Limited 同道證券有限公司 |
RO | Type 4 — Advising on securities | 2024-12-02 | present |
| PrincipleOne Securities Limited 同道證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-11 | present |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-24 | 2023-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2021-09-24 | 2023-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-22 | 2021-09-24 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-22 | 2021-09-24 |