PrincipleOne Securities Limited
同道證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for PrincipleOne Securities Limited (同道證券有限公司), a Hong Kong-based licensed corporation with CE reference BTM530. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 4 (total recorded over time: 6). Earliest licence on file: 2023-10-11.
Registered address
Unit 1220, Level 12 Infinitus Plaza, 199 Des Voeux Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2023-10-11 | present |
| Type 4 — Advising on securities | 2024-12-02 | present |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lam Chiu Hui 許林釗 | RO 1, 4 | 2024-05 | Present |
| Wai Nam Lai 黎偉男 | RO 1, 4 | 2023-10 | Present |
| Wai Sing Yung 容渭星 | RO 1 | 2023-10 | 2024-04 |
| Yu (SFC:BVL776) Gu 顧宇 | Rep 1 | 2024-11 | 2025-10 |
| Chu Zhang 張楚 | Rep 1, 4 | 2024-06 | Present |
| Jingchao Zhang 張靜超 | Rep 1, 4 | 2026-03 | Present |
Showing 1–6 of 6
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司