Wai Sing Yung
容渭星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sing Yung (容渭星), a licensed Responsible Officer with CE reference ANP500. Currently licensed at 1 firm(s): Swiss International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-04-15 | present |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
RO | Type 9 — Asset management | 2025-04-15 | present |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-11 | 2025-04-15 |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-11 | 2025-04-15 |
| PrincipleOne Securities Limited 同道證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-11 | 2024-04-30 |
| Wisdom Cosmic Hong Kong Limited | RO | Type 4 — Advising on securities | 2022-08-31 | 2024-08-31 |
| Wisdom Cosmic Hong Kong Limited | RO | Type 9 — Asset management | 2022-08-31 | 2024-08-31 |
| Win Full Investment Management Group Limited 永富資產管理集團有限公司 |
RO | Type 4 — Advising on securities | 2021-03-08 | 2021-08-22 |
| Win Full Investment Management Group Limited 永富資產管理集團有限公司 |
RO | Type 9 — Asset management | 2021-03-08 | 2021-08-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-27 | 2007-04-27 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-06-27 | 2007-04-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-27 | 2007-04-27 |