Kwong Chat Ho
何廣澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Chat Ho (何廣澤), a licensed former licensee with CE reference ADO911. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2014-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 9 — Asset management | present | 2004-11-17 |