Benjamin Tsi Bun Lee
李錫斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Tsi Bun Lee (李錫斌), a licensed Responsible Officer with CE reference AQM594. Currently licensed at 1 firm(s): Awaken Thunder Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-04 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2024-07-04 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2024-07-04 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-03 | 2024-07-04 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-03 | 2024-07-04 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 9 — Asset management | 2024-05-03 | 2024-07-04 |
| XHK Limited | RO | Type 1 — Dealing in securities | 2022-10-18 | 2023-10-19 |
| XHK Limited | RO | Type 2 — Dealing in futures contracts | 2022-10-18 | 2023-10-19 |
| XHK Limited | Rep | Type 1 — Dealing in securities | 2022-06-21 | 2022-10-18 |
| For Wise (HK) Limited 複智(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-25 | 2022-03-31 |
| For Wise (HK) Limited 複智(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-01-25 | 2022-03-31 |
| For Wise (HK) Limited 複智(香港)有限公司 |
RO | Type 9 — Asset management | 2022-01-25 | 2022-03-31 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-30 | 2021-12-30 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-06-30 | 2021-12-30 |
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2019-11-18 | 2020-09-30 |
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-18 | 2020-07-02 |
| Shuang Ji (Hong Kong) Securities Limited 雙基(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2019-02-18 | 2020-09-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-02 | 2018-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-02 | 2018-12-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-01 | 2014-02-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-19 | 2013-06-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-19 | 2013-06-28 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-16 | 2012-04-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-18 | 2012-04-16 |