Shuang Ji (Hong Kong) Securities Limited
雙基(香港)證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuang Ji (Hong Kong) Securities Limited (雙基(香港)證券有限公司), a Hong Kong-based licensed corporation with CE reference BNN852. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2019-02-18.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2019-02-18 | 2020-07-02 |
| Type 4 — Advising on securities | 2019-02-18 | 2024-01-04 |
| Type 9 — Asset management | 2019-09-26 | 2024-01-04 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chak Man Chung 鍾澤敏 | RO 1, 4, 9 | 2019-02 | 2023-02 |
| Benjamin Tsi Bun Lee 李錫斌 | RO 1, 4 Rep 9 | 2019-02 | 2020-09 |
| Siwen Niu 牛斯文 | RO 4, 9 | 2020-12 | 2021-07 |
| Po Kwan Yan 甄寶群 | RO 4, 9 | 2019-09 | 2022-06 |
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