Pauline Po Ling Chan Lo
陳羅寶靈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Po Ling Chan Lo (陳羅寶靈), a licensed former licensee with CE reference ADS145. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-18 | 2014-03-03 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-18 | 2014-03-03 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-11-18 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2010-11-18 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 9 — Asset management | present | 2004-11-17 |