Luke Lik Kwan Ho
何力鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luke Lik Kwan Ho (何力鈞), a licensed former licensee with CE reference ALS703. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-17 | 2023-05-09 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-11 | 2023-04-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | 2022-06-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-18 | 2024-03-06 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-18 | 2019-09-18 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-12 | 2019-05-27 |
| Huabang Corporate Finance Limited 華邦融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-09-14 | 2019-05-27 |
| Huabang Corporate Finance Limited 華邦融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-28 | 2016-09-14 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-12-12 | 2016-02-12 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-20 | 2016-02-12 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-20 | 2016-02-12 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-20 | 2014-12-12 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2014-03-20 | 2016-02-12 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-10-10 | 2014-12-01 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-30 | 2013-09-19 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-07 | 2007-01-27 |