Yachuan Xu
徐亞川
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yachuan Xu (徐亞川), a licensed Responsible Officer with CE reference BGI316. Currently licensed at 1 firm(s): Huarui Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huarui Securities Limited 華瑞證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-13 | present |
| Huarui Securities Limited 華瑞證券有限公司 |
RO | Type 4 — Advising on securities | 2024-12-13 | present |
| Huarui Securities Limited 華瑞證券有限公司 |
RO | Type 9 — Asset management | 2024-12-13 | present |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-28 | 2022-08-25 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-28 | 2022-08-25 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-24 | 2019-06-06 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-24 | 2019-06-06 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-03 | 2016-04-10 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-12-03 | 2016-04-10 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-09 | 2016-04-10 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-09 | 2016-04-10 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-09 | 2016-04-10 |