Ting Yuen Chow
周霆遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Yuen Chow (周霆遠), a licensed former licensee with CE reference BAX140. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-23 | 2023-07-18 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-07 | 2018-06-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-18 | 2014-05-28 |