Haobiao Peng
彭浩彪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haobiao Peng (彭浩彪), a licensed former licensee with CE reference AOB527. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-24 | 2023-12-31 |
| Huafu International Securities Limited 華福國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-04-24 | 2023-12-31 |
| Huafu International Finance Limited 華福國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-04-24 | 2023-12-31 |
| Huafu International Asset Management Limited 華福國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-04-24 | 2023-12-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-06 | 2020-02-28 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-04-06 | 2020-02-28 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-04-06 | 2020-02-28 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-06 | 2020-02-28 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-06 | 2020-02-28 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-04-06 | 2020-02-28 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-06 | 2020-02-28 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-10-03 | 2016-12-09 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 4 — Advising on securities | 2013-06-05 | 2016-12-09 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-20 | 2016-12-09 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2009-10-30 | 2012-12-13 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-24 | 2012-12-13 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-24 | 2009-04-27 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-18 | 2012-12-13 |