Jiaqi (SFC:BHG356) Chen

陳家祺
CE No. BHG356 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiaqi (SFC:BHG356) Chen (陳家祺), a licensed former licensee with CE reference BHG356. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Kaisa Asset Management Limited
佳兆業資產管理有限公司
RO Type 4 — Advising on securities 2023-09-13 2026-04-09
Kaisa Asset Management Limited
佳兆業資產管理有限公司
Rep Type 9 — Asset management 2023-03-15 2026-04-09
Kaisa Financial Group Company Limited
佳兆業金融集團有限公司
RO Type 1 — Dealing in securities 2023-03-15 2026-04-09
Kaisa Financial Group Company Limited
佳兆業金融集團有限公司
Rep Type 1 — Dealing in securities 2020-11-09 2023-03-15
Kaisa Asset Management Limited
佳兆業資產管理有限公司
Rep Type 4 — Advising on securities 2020-11-09 2023-09-13
Yue Xiu Securities Company Limited
越秀証券有限公司
Rep Type 4 — Advising on securities 2016-09-08 2020-07-29
Yue Xiu Securities Company Limited
越秀証券有限公司
Rep Type 1 — Dealing in securities 2016-04-07 2020-07-29

Related