Ping Yip Chan
陳炳業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Yip Chan (陳炳業), a licensed Responsible Officer with CE reference AEF250. Currently licensed at 1 firm(s): Lakala International Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lakala International Asset Management Limited 拉卡拉國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-08 | present |
| Lakala International Asset Management Limited 拉卡拉國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-01-08 | present |
| Lakala International Asset Management Limited 拉卡拉國際資產管理有限公司 |
RO | Type 9 — Asset management | 2026-01-08 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-10 | 2024-12-19 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-10-10 | 2024-12-17 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 4 — Advising on securities | 2019-10-10 | 2024-12-19 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-10-10 | 2024-12-17 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-30 | 2019-01-11 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-30 | 2019-01-11 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-13 | 2019-01-11 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 — Advising on securities | 2015-08-13 | 2019-01-11 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-17 | 2017-11-30 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-12 | 2015-08-13 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-03 | 2014-02-12 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-07 | 2013-04-03 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-26 | 2009-09-07 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-29 | 2006-04-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-29 | 2006-04-18 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-01 | 2004-08-09 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-25 | 2004-08-09 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-29 | 2004-03-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-06 |