Hin Kwong Au
區顯光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Kwong Au (區顯光), a licensed Representative with CE reference AZK297. Currently licensed at 1 firm(s): DBS Vickers (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-28 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-19 | 2021-08-23 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-19 | 2021-08-23 |
| Huajun Capital Limited 華君資本有限公司 |
Rep | Type 9 — Asset management | 2017-10-25 | 2018-02-07 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-22 | 2017-08-14 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-22 | 2017-08-14 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-14 | 2014-07-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-19 | 2012-12-28 |