Howard Ho Wai Chan
陳浩維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Ho Wai Chan (陳浩維), a licensed Responsible Officer with CE reference ATJ294. Currently licensed at 2 firm(s): Atlantic Asset Management Limited, Glory Sun Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 — Asset management | 2025-07-17 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 — Asset management | 2025-03-13 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-01 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 — Advising on securities | 2024-03-01 | present |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-22 | present |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-06 | 2025-07-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-15 | 2024-03-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-15 | 2022-09-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-10 | 2020-05-05 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-10 | 2020-05-05 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-26 | 2020-01-17 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-26 | 2020-01-17 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-06 | 2018-02-02 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-06 | 2018-02-02 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-11 | 2017-11-03 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-11 | 2017-11-03 |
| Marex Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2012-02-02 | 2013-06-24 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-27 | 2012-01-07 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-27 | 2012-01-07 |