Yuk Fung Yan
甄玉鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Fung Yan (甄玉鳳), a licensed former licensee with CE reference AAF939. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 4 — Advising on securities | 2006-08-21 | 2014-03-14 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-08-21 | 2014-03-14 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 9 — Asset management | 2006-08-21 | 2014-03-14 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-30 | 2006-08-21 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 9 — Asset management | 2006-06-30 | 2006-08-21 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2005-11-04 | 2005-11-29 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2005-11-04 | 2005-11-29 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 4 — Advising on securities | 2005-08-09 | 2005-10-31 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-08-09 | 2005-10-31 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 9 — Asset management | 2005-08-09 | 2005-10-31 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-10 | 2005-08-09 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-10 | 2005-08-09 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-12-17 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-15 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-15 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 9 — Asset management | present | 2003-12-17 |