Jian Luo
羅劍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Luo (羅劍), a licensed Responsible Officer with CE reference BGE897. Currently licensed at 2 firm(s): Yue Xiu Securities Company Limited, Yue Xiu Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-15 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-15 | present |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-15 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-15 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-08-15 | present |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-15 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-15 | 2024-07-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-08-15 | 2024-07-26 |