Kwok Chiu Li
李國超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chiu Li (李國超), a licensed Responsible Officer with CE reference ACQ611. Currently licensed at 1 firm(s): Candescent Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Candescent Capital Limited 凱德晟資本有限公司 |
RO | Type 9 — Asset management | 2022-10-27 | present |
| Candescent Capital Limited 凱德晟資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-07 | present |
| Candescent Capital Limited 凱德晟資本有限公司 |
RO | Type 4 — Advising on securities | 2022-02-07 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-27 | 2020-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-27 | 2020-03-31 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-27 | 2020-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-27 | 2020-03-31 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-14 | 2017-10-27 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-04-14 | 2017-10-27 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-17 | 2020-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 — Advising on securities | 2011-02-17 | 2020-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-16 | 2011-02-17 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-16 | 2011-02-17 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2005-11-15 | 2010-12-30 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-12-30 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-10-13 |