Zhang Wu
吳張
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhang Wu (吳張), a licensed former licensee with CE reference ABR047. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-11-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 9 — Asset management | present | 2003-11-18 |