Ao Guang
光驁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ao Guang (光驁), a licensed former licensee with CE reference BBD861. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Securities Limited 黃河證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-20 | 2026-03-15 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-14 | 2025-11-11 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-03-14 | 2025-11-11 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-24 | 2023-11-29 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-15 | 2025-11-11 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-30 | 2020-06-15 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-05 | 2020-03-12 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-17 | 2017-12-05 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-20 | 2015-07-20 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-18 | 2017-02-06 |