Kwing Chan
陳炯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwing Chan (陳炯), a licensed former licensee with CE reference BGE914. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-07-24 | 2021-10-03 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-24 | 2021-10-03 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-24 | 2021-10-03 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-14 | 2019-01-24 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-14 | 2020-07-24 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-14 | 2018-01-23 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-14 | 2018-01-23 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-17 | 2017-10-27 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-17 | 2017-10-27 |