Shun Chiu Chow
周汛釗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Chiu Chow (周汛釗), a licensed Representative with CE reference BFK667. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-09 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-09 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-09 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-11 | 2019-06-30 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-14 | 2017-08-31 |