Cheung Kam Chan

陳章淦
CE No. ASZ085 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheung Kam Chan (陳章淦), a licensed Representative with CE reference ASZ085. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2019-10-18 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2019-10-18 present
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 — Advising on securities 2019-10-18 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts 2019-10-18 present
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 1 — Dealing in securities 2012-04-19 2017-04-28
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2012-04-19 2017-04-28
ICBC International Futures Limited
工銀國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2009-08-31 2012-04-12
ICBC International Securities Limited
工銀國際證券有限公司
Rep Type 1 — Dealing in securities 2009-06-01 2012-04-12

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