Kenny Yui Kwong Ho
何銳光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Yui Kwong Ho (何銳光), a licensed former licensee with CE reference AAA321. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-02 | 2026-03-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-05-02 | 2026-03-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2024-05-02 | 2026-03-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-02 | 2024-05-02 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-04-02 | 2024-05-02 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-02 | 2024-05-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-06 | 2023-02-24 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-06 | 2023-02-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-04-06 | 2023-02-24 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-04-06 | 2023-02-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-11 | 2020-04-06 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-11 | 2020-04-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-11 | 2020-04-06 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-09-11 | 2020-04-06 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-09 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-08-10 | 2015-07-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-14 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-08-14 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2009-08-14 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-08-14 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-24 | 2009-08-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-10-24 | 2009-08-14 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-12-15 | 2011-01-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-11 | 2009-08-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-14 | 2009-08-14 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-14 | 2011-01-27 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-10-07 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-06 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-10-06 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-06 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-07 |