Ki Tat Chu
朱其達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Tat Chu (朱其達), a licensed former licensee with CE reference BBL825. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-14 | 2019-08-29 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-14 | 2019-08-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-27 | 2018-05-17 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-27 | 2018-05-17 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-25 | 2015-06-22 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-25 | 2015-06-22 |