Jinsong (SFC:AQU252) Du

杜勁松
CE No. AQU252 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinsong (SFC:AQU252) Du (杜勁松), a licensed former licensee with CE reference AQU252. Total licence records on file: 22.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RO Type 1 — Dealing in securities 2021-04-30 2022-01-05
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2021-04-30 2022-01-05
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RO Type 4 — Advising on securities 2021-04-30 2022-01-05
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
RO Type 5 — Advising on futures contracts 2021-04-30 2022-01-05
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2021-04-13 2021-04-30
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2021-04-13 2021-04-30
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 — Advising on securities 2021-04-13 2021-04-30
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts 2021-04-13 2021-04-30
Haitong International Futures Limited
海通國際期貨有限公司
RO Type 5 — Advising on futures contracts 2017-05-31 2021-02-08
Haitong International Securities Company Limited
海通國際證券有限公司
RO Type 1 — Dealing in securities 2015-05-29 2021-02-08
Haitong International Futures Limited
海通國際期貨有限公司
RO Type 2 — Dealing in futures contracts 2015-05-29 2021-02-08
Haitong International Securities Company Limited
海通國際證券有限公司
RO Type 4 — Advising on securities 2015-05-29 2021-02-08
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2015-03-11 2015-05-29
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2015-03-11 2015-05-29
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 — Advising on securities 2015-03-11 2015-05-29
BOCI Securities Limited
中銀國際證券有限公司
RO Type 4 — Advising on securities 2013-09-30 2015-02-07
BOCI Asia Limited
中銀國際亞洲有限公司
RO Type 1 — Dealing in securities 2012-03-27 2015-02-07
BOCI Securities Limited
中銀國際證券有限公司
RO Type 1 — Dealing in securities 2012-03-27 2015-02-07
BOCI Securities Limited
中銀國際證券有限公司
RO Type 2 — Dealing in futures contracts 2012-03-27 2015-02-07
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 1 — Dealing in securities 2012-02-14 2012-03-27
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 — Dealing in securities 2008-04-07 2012-03-27
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2008-04-07 2012-03-27

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