Johnny Chuang
莊頌恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Chuang (莊頌恩), a licensed former licensee with CE reference AFT893. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-15 | 2025-05-20 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-15 | 2025-05-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-15 | 2025-05-20 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-08 | 2021-09-29 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-08 | 2021-09-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-03 | 2021-09-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-03 | 2021-09-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 — Asset management | 2018-10-03 | 2021-09-29 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-02 | 2018-09-30 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-02 | 2018-09-30 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-02 | 2018-09-30 |