Ka Yan Kathleen Yau
邱嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Kathleen Yau (邱嘉茵), a licensed Representative with CE reference BJY491. Currently licensed at 1 firm(s): China Rise Securities Asset Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-26 | present |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-01-26 | present |