Stanley Ka Ho Wu
胡嘉浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Ka Ho Wu (胡嘉浩), a licensed former licensee with CE reference ALQ855. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2019-01-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2010-12-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-30 | 2010-12-17 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-22 | 2008-04-05 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-22 | 2008-04-05 |