Hong Fat Lao
劉康發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Fat Lao (劉康發), a licensed Responsible Officer with CE reference AQQ127. Currently licensed at 1 firm(s): Valuable Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 4 — Advising on securities | 2023-06-01 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-06-01 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 9 — Asset management | 2023-06-01 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-07 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-10-07 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-18 | 2021-10-07 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-25 | 2021-10-07 |
| VMI Securities Limited 創市証劵有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-23 | 2021-05-03 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-20 | 2021-03-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-18 | 2021-03-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-18 | 2021-03-19 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-13 | 2014-05-16 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-13 | 2014-05-16 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-24 | 2013-04-25 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-07 | 2013-04-25 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-06 | 2012-11-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-06 | 2010-05-07 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-06 | 2010-05-07 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-03-06 | 2010-05-07 |